Hoshin Kanri and the Multi-Tier Catchball Mechanism in Internal Quality Assurance of Vietnamese Higher Education
Downloads
This paper contributes a practical application framework of the multi-tier catchball mechanism to the internal quality assurance (IQA) system of Vietnamese higher education. Drawing from the historical evolution of Hoshin Kanri and the current state of higher education reform in Vietnam, the study identifies limitations in prevalent existing models that lack flexible feedback loops and multi-level dialogue. The research focuses on two standards within the Strategic Quality Assurance domain of Circular 12: Standard 1 (Vision, Mission, and Culture) and Standard 3 (Leadership and Management). These standards require deep and broad stakeholder engagement, yet current implementation often remains at the level of "having plans/documents" without a structured execution mechanism. By synthesizing international literature on Hoshin Kanri, quality management models, and the domestic regulatory framework, the paper develops a four-tier catchball application model: (1) Vision consensus; (2) Responsibility delegation and performance indicators at the faculty/unit level; (3) Execution at the faculty/unit level; and (4) System-wide improvement via the PDCA cycle. The outputs from each tier are documented and utilized as accreditation evidence, ensuring a tight link between objectives, responsibilities, and data while fostering a culture of improvement and enhancing organizational capacity. The paper contributes a framework for "applying the multi-tier catchball mechanism in higher education quality assurance," a mapping matrix with two standards of Circular 12, and managerial implications, while proposing empirical research to verify effectiveness across various types of higher education institutions in the Vietnamese context.
Akao Y. và Watson G. (2020), Hoshin Kanri: Policy peployment for successful TQM, Productivity Press.
Tennant C. và Roberts P. (2001). Hoshin Kanri: a tool for strategic policy deployment. Knowl Process Manag, 8(4), 262–269.
Jackson T.L. (1996), Implementing a lean management system, CRC Press.
Pavlíčková M., Mojžišová A., và Pócsová J. (2022). Hoshin Kanri process: A review and bibliometric analysis on the connection of theory and practice. Processes, 10(9), 1854.
Ennals R. (2008), Hoshin Kanri: The strategic approach to continuous improvement, .
Ahmed H.O.K. (2016). A proposed systematic framework for applying Hoshin Kanri strategic planning methodology in educational institutions. ESJ, 12(16), 158.
Casallas J.A.T. và Rodriguez Molano J.I. (2015). A model for articulation between planning and management in a public university. 2015 Workshop on Engineering Applications - International Congress on Engineering (WEA), Bogota, IEEE, 1–4.
Cudney E.A. (2016). Development of strategic quality metrics for organizations using Hoshin Kanri. Quality in the 21st Century. Springer International Publishing, Cham, 57–68.
Pham T.N. (2010). The higher education reform agenda: A vision for 2020. Springer, Dordrecht, 51–64.
Khanh D.V. và Hayden M. (2010). Reforming the Governance of Higher Education in Vietnam. Springer, Dordrecht, 129–142.
Hayden M. và Le-Nguyen D.C. (2020). A review of the reform agenda for higher education in Vietnam. Springer International Publishing, 21–39.
Le A.-V., Han P., Khaing M.M. và cộng sự. (2022). An emerging dragon: Vietnamese education after resolution 29. 99–123.
Phạm V.Q. Yêu cầu với sứ mệnh và mục tiêu của giáo dục đại học Việt Nam trong bối cảnh hội nhập quốc tế và cách mạng công nghiệp 4.0. .
Cao N.B. và Tran M.N. (2024). Revamping higher education in Vietnam: Obstacles and remedies. Journal of ecohumanism, 3(4), 1721–1735.
Dinh T.N. và Hoang P.H.Y. (2025). Internal quality assurance system development: current status and solutions to meet Vinh University’s strategic develoment objectives for 2022-2030, vision to 2045. VUJS, 54(1B), 70–82.
Bộ Giáo dục và Đào tạo (2017), Quy định về kiểm định chất lượng cơ sở giáo dục đại học, .
Nguyen L.T.M., Tran T., Pham T.V. và cộng sự. (2021). Factors affecting successful quality assurance implementation in Vietnamese higher education: A qualitative study. The Qualitative Report, 26(2), 625–636.
Phạm V.T. (2024). Evaluation of the progress of international integration of Vietnamese higher education: Approach from quality assurance activities. International Journal of Multidisciplinary Research and Growth Evaluation, 5(2), 474–481.
Kayyali M. (2024). A practical guide to strategic planning in higher education. Advances in educational marketing, administration, and leadership book series, 1–34.
Kagaba A.G. (2024). Strategic planning in higher education institutions. Newport International Journal of current issues in Arts and Management, 5(3), 10–13.
Dror S. (2008). The Balanced Scorecard versus quality award models as strategic frameworks. Total Quality Management & Business Excellence, 19(6), 583–593.
Laurett R. và Mendes L. (2019). EFQM model’s application in the context of higher education: A systematic review of the literature and agenda for future research. International Journal of Quality & Reliability Management, 36(2), 257–285.
Temple P.H. (2005). The EFQM excellence model®: Higher education’s latest management fad? Higher Education Quarterly, 59(4), 261–274.
Arzamastseva M. và Khayrullina M.V. (2017). Problems of implementing a balanced scorecard as a management tool in universities. 5, 1–5.
Sayed N. (2013). Ratify, reject or revise: balanced scorecard and universities. International Journal of Educational Management, 27(3), 203–220.
Brown C. (2012). Application of the balanced scorecard in higher education: Opportunities and challenges: An evaluation of balance scorecard implementation at the College of St. Scholastica. Planning for higher education, 40(4), 40.
Chalaris I. và Poustourli C. (2012). Total Quality Management in higher education with balance scorecard technique. .
Cục Quản lý chất lượng, Bộ GD&ĐT (2019), Thay thế bản Hướng dẫn đánh giá ban hành kèm theo Công văn số 768/QLCL-KĐCLGD, .
Witcher B.J. và Chau V.S. (2014), Strategic management: Principles and practice, Cengage Learning.
Nguyen C.H. (2019). Building national capacity for quality assurance. Palgrave Macmillan, Cham, 241–260.
Pham H.T. (2018). Assuring quality in higher education in a Confucian collectivist culture: the Vietnamese experience. JCER, 2(4), 10–19.
Copyright (c) 2026 Nguyen Thi Huong Tra, Tran Xuan Bach, Tran Van Nam

This work is licensed under a Creative Commons Attribution 4.0 International License.
All Content should be original and unpublished.

